Advisory & Regulators Specialist

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 Milano      1/20/2020


Area description

Compliance is devoted to ensuring that the Company fully complies with rules and regulations, making us a trusted partner for stakeholders, and helping us retain the important role we play in the societies in which we work.

Function and Job

Within the Compliance Unit, the candidate shall be available to perform the following activities:
• Regulatory assessment of relevant regulatory matters and consequent evaluation of possible organizational and process interventions for the management of compliance risk (in collaboration with other functions including Organization, Project Management, ICT, Risk Management, Internal Audit).
• Compliance assessment of new products/ services, review of processes, marketing initiatives
• Second level Compliance controls (analysis of the control systems outcomes, identification of deficiencies and definition of risk mitigation actions, reporting of the controls carried out) on all the regulatory areas applicable to the business of the Bank (investment services, transparency banking, consumer credit, anti-money laundering, privacy, etc.).

Technical skills:

Knowledge of EU and UK legislation and expertise in the following areas:
• Investment services
• Banking services
• Markets and financial instruments
• Anti-money laundering
• Privacy
• Consumer protection


• Degree in Economics or Law
• At least 2 years of experience (one of which at least in the Compliance / audit / organization function) with banks and financial intermediaries
• Fluent English
The ideal candidate will have strong focus on high achievements and ability on problem solving; a dynamic and proactive personality with excellent organizational skills, great flexibility and a marked attitude to teamwork and openness to change.


Non specificato




Degree with Honours